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<h2> FEDERALIST No. 38. The Same Subject Continued, and the Incoherence of the Objections to the New Plan Exposed. </h2>
<h3> From The Independent Journal. Saturday, January 12, 1788. </h3>
<p>MADISON</p>
<p>To the People of the State of New York:</p>
<p>IT IS not a little remarkable that in every case reported by ancient
history, in which government has been established with deliberation and
consent, the task of framing it has not been committed to an assembly of
men, but has been performed by some individual citizen of preeminent
wisdom and approved integrity.</p>
<p>Minos, we learn, was the primitive founder of the government of Crete, as
Zaleucus was of that of the Locrians. Theseus first, and after him Draco
and Solon, instituted the government of Athens. Lycurgus was the lawgiver
of Sparta. The foundation of the original government of Rome was laid by
Romulus, and the work completed by two of his elective successors, Numa
and Tullius Hostilius. On the abolition of royalty the consular
administration was substituted by Brutus, who stepped forward with a
project for such a reform, which, he alleged, had been prepared by Tullius
Hostilius, and to which his address obtained the assent and ratification
of the senate and people. This remark is applicable to confederate
governments also. Amphictyon, we are told, was the author of that which
bore his name. The Achaean league received its first birth from Achaeus,
and its second from Aratus.</p>
<p>What degree of agency these reputed lawgivers might have in their
respective establishments, or how far they might be clothed with the
legitimate authority of the people, cannot in every instance be
ascertained. In some, however, the proceeding was strictly regular. Draco
appears to have been intrusted by the people of Athens with indefinite
powers to reform its government and laws. And Solon, according to
Plutarch, was in a manner compelled, by the universal suffrage of his
fellow-citizens, to take upon him the sole and absolute power of
new-modeling the constitution. The proceedings under Lycurgus were less
regular; but as far as the advocates for a regular reform could prevail,
they all turned their eyes towards the single efforts of that celebrated
patriot and sage, instead of seeking to bring about a revolution by the
intervention of a deliberative body of citizens.</p>
<p>Whence could it have proceeded, that a people, jealous as the Greeks were
of their liberty, should so far abandon the rules of caution as to place
their destiny in the hands of a single citizen? Whence could it have
proceeded, that the Athenians, a people who would not suffer an army to be
commanded by fewer than ten generals, and who required no other proof of
danger to their liberties than the illustrious merit of a fellow-citizen,
should consider one illustrious citizen as a more eligible depositary of
the fortunes of themselves and their posterity, than a select body of
citizens, from whose common deliberations more wisdom, as well as more
safety, might have been expected? These questions cannot be fully
answered, without supposing that the fears of discord and disunion among a
number of counsellors exceeded the apprehension of treachery or incapacity
in a single individual. History informs us, likewise, of the difficulties
with which these celebrated reformers had to contend, as well as the
expedients which they were obliged to employ in order to carry their
reforms into effect. Solon, who seems to have indulged a more temporizing
policy, confessed that he had not given to his countrymen the government
best suited to their happiness, but most tolerable to their prejudices.
And Lycurgus, more true to his object, was under the necessity of mixing a
portion of violence with the authority of superstition, and of securing
his final success by a voluntary renunciation, first of his country, and
then of his life. If these lessons teach us, on one hand, to admire the
improvement made by America on the ancient mode of preparing and
establishing regular plans of government, they serve not less, on the
other, to admonish us of the hazards and difficulties incident to such
experiments, and of the great imprudence of unnecessarily multiplying
them.</p>
<p>Is it an unreasonable conjecture, that the errors which may be contained
in the plan of the convention are such as have resulted rather from the
defect of antecedent experience on this complicated and difficult subject,
than from a want of accuracy or care in the investigation of it; and,
consequently such as will not be ascertained until an actual trial shall
have pointed them out? This conjecture is rendered probable, not only by
many considerations of a general nature, but by the particular case of the
Articles of Confederation. It is observable that among the numerous
objections and amendments suggested by the several States, when these
articles were submitted for their ratification, not one is found which
alludes to the great and radical error which on actual trial has
discovered itself. And if we except the observations which New Jersey was
led to make, rather by her local situation, than by her peculiar
foresight, it may be questioned whether a single suggestion was of
sufficient moment to justify a revision of the system. There is abundant
reason, nevertheless, to suppose that immaterial as these objections were,
they would have been adhered to with a very dangerous inflexibility, in
some States, had not a zeal for their opinions and supposed interests been
stifled by the more powerful sentiment of self-preservation. One State, we
may remember, persisted for several years in refusing her concurrence,
although the enemy remained the whole period at our gates, or rather in
the very bowels of our country. Nor was her pliancy in the end effected by
a less motive, than the fear of being chargeable with protracting the
public calamities, and endangering the event of the contest. Every candid
reader will make the proper reflections on these important facts.</p>
<p>A patient who finds his disorder daily growing worse, and that an
efficacious remedy can no longer be delayed without extreme danger, after
coolly revolving his situation, and the characters of different
physicians, selects and calls in such of them as he judges most capable of
administering relief, and best entitled to his confidence. The physicians
attend; the case of the patient is carefully examined; a consultation is
held; they are unanimously agreed that the symptoms are critical, but that
the case, with proper and timely relief, is so far from being desperate,
that it may be made to issue in an improvement of his constitution. They
are equally unanimous in prescribing the remedy, by which this happy
effect is to be produced. The prescription is no sooner made known,
however, than a number of persons interpose, and, without denying the
reality or danger of the disorder, assure the patient that the
prescription will be poison to his constitution, and forbid him, under
pain of certain death, to make use of it. Might not the patient reasonably
demand, before he ventured to follow this advice, that the authors of it
should at least agree among themselves on some other remedy to be
substituted? And if he found them differing as much from one another as
from his first counsellors, would he not act prudently in trying the
experiment unanimously recommended by the latter, rather than be
hearkening to those who could neither deny the necessity of a speedy
remedy, nor agree in proposing one?</p>
<p>Such a patient and in such a situation is America at this moment. She has
been sensible of her malady. She has obtained a regular and unanimous
advice from men of her own deliberate choice. And she is warned by others
against following this advice under pain of the most fatal consequences.
Do the monitors deny the reality of her danger? No. Do they deny the
necessity of some speedy and powerful remedy? No. Are they agreed, are any
two of them agreed, in their objections to the remedy proposed, or in the
proper one to be substituted? Let them speak for themselves. This one
tells us that the proposed Constitution ought to be rejected, because it
is not a confederation of the States, but a government over individuals.
Another admits that it ought to be a government over individuals to a
certain extent, but by no means to the extent proposed. A third does not
object to the government over individuals, or to the extent proposed, but
to the want of a bill of rights. A fourth concurs in the absolute
necessity of a bill of rights, but contends that it ought to be
declaratory, not of the personal rights of individuals, but of the rights
reserved to the States in their political capacity. A fifth is of opinion
that a bill of rights of any sort would be superfluous and misplaced, and
that the plan would be unexceptionable but for the fatal power of
regulating the times and places of election. An objector in a large State
exclaims loudly against the unreasonable equality of representation in the
Senate. An objector in a small State is equally loud against the dangerous
inequality in the House of Representatives. From this quarter, we are
alarmed with the amazing expense, from the number of persons who are to
administer the new government. From another quarter, and sometimes from
the same quarter, on another occasion, the cry is that the Congress will
be but a shadow of a representation, and that the government would be far
less objectionable if the number and the expense were doubled. A patriot
in a State that does not import or export, discerns insuperable objections
against the power of direct taxation. The patriotic adversary in a State
of great exports and imports, is not less dissatisfied that the whole
burden of taxes may be thrown on consumption. This politician discovers in
the Constitution a direct and irresistible tendency to monarchy; that is
equally sure it will end in aristocracy. Another is puzzled to say which
of these shapes it will ultimately assume, but sees clearly it must be one
or other of them; whilst a fourth is not wanting, who with no less
confidence affirms that the Constitution is so far from having a bias
towards either of these dangers, that the weight on that side will not be
sufficient to keep it upright and firm against its opposite propensities.
With another class of adversaries to the Constitution the language is that
the legislative, executive, and judiciary departments are intermixed in
such a manner as to contradict all the ideas of regular government and all
the requisite precautions in favor of liberty. Whilst this objection
circulates in vague and general expressions, there are but a few who lend
their sanction to it. Let each one come forward with his particular
explanation, and scarce any two are exactly agreed upon the subject. In
the eyes of one the junction of the Senate with the President in the
responsible function of appointing to offices, instead of vesting this
executive power in the Executive alone, is the vicious part of the
organization. To another, the exclusion of the House of Representatives,
whose numbers alone could be a due security against corruption and
partiality in the exercise of such a power, is equally obnoxious. With
another, the admission of the President into any share of a power which
ever must be a dangerous engine in the hands of the executive magistrate,
is an unpardonable violation of the maxims of republican jealousy. No part
of the arrangement, according to some, is more inadmissible than the trial
of impeachments by the Senate, which is alternately a member both of the
legislative and executive departments, when this power so evidently
belonged to the judiciary department. "We concur fully," reply others, "in
the objection to this part of the plan, but we can never agree that a
reference of impeachments to the judiciary authority would be an amendment
of the error. Our principal dislike to the organization arises from the
extensive powers already lodged in that department." Even among the
zealous patrons of a council of state the most irreconcilable variance is
discovered concerning the mode in which it ought to be constituted. The
demand of one gentleman is, that the council should consist of a small
number to be appointed by the most numerous branch of the legislature.
Another would prefer a larger number, and considers it as a fundamental
condition that the appointment should be made by the President himself.</p>
<p>As it can give no umbrage to the writers against the plan of the federal
Constitution, let us suppose, that as they are the most zealous, so they
are also the most sagacious, of those who think the late convention were
unequal to the task assigned them, and that a wiser and better plan might
and ought to be substituted. Let us further suppose that their country
should concur, both in this favorable opinion of their merits, and in
their unfavorable opinion of the convention; and should accordingly
proceed to form them into a second convention, with full powers, and for
the express purpose of revising and remoulding the work of the first. Were
the experiment to be seriously made, though it required some effort to
view it seriously even in fiction, I leave it to be decided by the sample
of opinions just exhibited, whether, with all their enmity to their
predecessors, they would, in any one point, depart so widely from their
example, as in the discord and ferment that would mark their own
deliberations; and whether the Constitution, now before the public, would
not stand as fair a chance for immortality, as Lycurgus gave to that of
Sparta, by making its change to depend on his own return from exile and
death, if it were to be immediately adopted, and were to continue in
force, not until a BETTER, but until ANOTHER should be agreed upon by this
new assembly of lawgivers.</p>
<p>It is a matter both of wonder and regret, that those who raise so many
objections against the new Constitution should never call to mind the
defects of that which is to be exchanged for it. It is not necessary that
the former should be perfect; it is sufficient that the latter is more
imperfect. No man would refuse to give brass for silver or gold, because
the latter had some alloy in it. No man would refuse to quit a shattered
and tottering habitation for a firm and commodious building, because the
latter had not a porch to it, or because some of the rooms might be a
little larger or smaller, or the ceilings a little higher or lower than
his fancy would have planned them. But waiving illustrations of this sort,
is it not manifest that most of the capital objections urged against the
new system lie with tenfold weight against the existing Confederation? Is
an indefinite power to raise money dangerous in the hands of the federal
government? The present Congress can make requisitions to any amount they
please, and the States are constitutionally bound to furnish them; they
can emit bills of credit as long as they will pay for the paper; they can
borrow, both abroad and at home, as long as a shilling will be lent. Is an
indefinite power to raise troops dangerous? The Confederation gives to
Congress that power also; and they have already begun to make use of it.
Is it improper and unsafe to intermix the different powers of government
in the same body of men? Congress, a single body of men, are the sole
depositary of all the federal powers. Is it particularly dangerous to give
the keys of the treasury, and the command of the army, into the same
hands? The Confederation places them both in the hands of Congress. Is a
bill of rights essential to liberty? The Confederation has no bill of
rights. Is it an objection against the new Constitution, that it empowers
the Senate, with the concurrence of the Executive, to make treaties which
are to be the laws of the land? The existing Congress, without any such
control, can make treaties which they themselves have declared, and most
of the States have recognized, to be the supreme law of the land. Is the
importation of slaves permitted by the new Constitution for twenty years?
By the old it is permitted forever.</p>
<p>I shall be told, that however dangerous this mixture of powers may be in
theory, it is rendered harmless by the dependence of Congress on the State
for the means of carrying them into practice; that however large the mass
of powers may be, it is in fact a lifeless mass. Then, say I, in the first
place, that the Confederation is chargeable with the still greater folly
of declaring certain powers in the federal government to be absolutely
necessary, and at the same time rendering them absolutely nugatory; and,
in the next place, that if the Union is to continue, and no better
government be substituted, effective powers must either be granted to, or
assumed by, the existing Congress; in either of which events, the contrast
just stated will hold good. But this is not all. Out of this lifeless mass
has already grown an excrescent power, which tends to realize all the
dangers that can be apprehended from a defective construction of the
supreme government of the Union. It is now no longer a point of
speculation and hope, that the Western territory is a mine of vast wealth
to the United States; and although it is not of such a nature as to
extricate them from their present distresses, or for some time to come, to
yield any regular supplies for the public expenses, yet must it hereafter
be able, under proper management, both to effect a gradual discharge of
the domestic debt, and to furnish, for a certain period, liberal tributes
to the federal treasury. A very large proportion of this fund has been
already surrendered by individual States; and it may with reason be
expected that the remaining States will not persist in withholding similar
proofs of their equity and generosity. We may calculate, therefore, that a
rich and fertile country, of an area equal to the inhabited extent of the
United States, will soon become a national stock. Congress have assumed
the administration of this stock. They have begun to render it productive.
Congress have undertaken to do more: they have proceeded to form new
States, to erect temporary governments, to appoint officers for them, and
to prescribe the conditions on which such States shall be admitted into
the Confederacy. All this has been done; and done without the least color
of constitutional authority. Yet no blame has been whispered; no alarm has
been sounded. A GREAT and INDEPENDENT fund of revenue is passing into the
hands of a SINGLE BODY of men, who can RAISE TROOPS to an INDEFINITE
NUMBER, and appropriate money to their support for an INDEFINITE PERIOD OF
TIME. And yet there are men, who have not only been silent spectators of
this prospect, but who are advocates for the system which exhibits it;
and, at the same time, urge against the new system the objections which we
have heard. Would they not act with more consistency, in urging the
establishment of the latter, as no less necessary to guard the Union
against the future powers and resources of a body constructed like the
existing Congress, than to save it from the dangers threatened by the
present impotency of that Assembly?</p>
<p>I mean not, by any thing here said, to throw censure on the measures which
have been pursued by Congress. I am sensible they could not have done
otherwise. The public interest, the necessity of the case, imposed upon
them the task of overleaping their constitutional limits. But is not the
fact an alarming proof of the danger resulting from a government which
does not possess regular powers commensurate to its objects? A dissolution
or usurpation is the dreadful dilemma to which it is continually exposed.</p>
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