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<h2> FEDERALIST No. 37. Concerning the Difficulties of the Convention in Devising a Proper Form of Government. </h2>
<h3> From the Daily Advertiser. Friday, January 11, 1788. </h3>
<p>MADISON</p>
<p>To the People of the State of New York:</p>
<p>IN REVIEWING the defects of the existing Confederation, and showing that
they cannot be supplied by a government of less energy than that before
the public, several of the most important principles of the latter fell of
course under consideration. But as the ultimate object of these papers is
to determine clearly and fully the merits of this Constitution, and the
expediency of adopting it, our plan cannot be complete without taking a
more critical and thorough survey of the work of the convention, without
examining it on all its sides, comparing it in all its parts, and
calculating its probable effects. That this remaining task may be executed
under impressions conducive to a just and fair result, some reflections
must in this place be indulged, which candor previously suggests.</p>
<p>It is a misfortune, inseparable from human affairs, that public measures
are rarely investigated with that spirit of moderation which is essential
to a just estimate of their real tendency to advance or obstruct the
public good; and that this spirit is more apt to be diminished than
promoted, by those occasions which require an unusual exercise of it. To
those who have been led by experience to attend to this consideration, it
could not appear surprising, that the act of the convention, which
recommends so many important changes and innovations, which may be viewed
in so many lights and relations, and which touches the springs of so many
passions and interests, should find or excite dispositions unfriendly,
both on one side and on the other, to a fair discussion and accurate
judgment of its merits. In some, it has been too evident from their own
publications, that they have scanned the proposed Constitution, not only
with a predisposition to censure, but with a predetermination to condemn;
as the language held by others betrays an opposite predetermination or
bias, which must render their opinions also of little moment in the
question. In placing, however, these different characters on a level, with
respect to the weight of their opinions, I wish not to insinuate that
there may not be a material difference in the purity of their intentions.
It is but just to remark in favor of the latter description, that as our
situation is universally admitted to be peculiarly critical, and to
require indispensably that something should be done for our relief, the
predetermined patron of what has been actually done may have taken his
bias from the weight of these considerations, as well as from
considerations of a sinister nature. The predetermined adversary, on the
other hand, can have been governed by no venial motive whatever. The
intentions of the first may be upright, as they may on the contrary be
culpable. The views of the last cannot be upright, and must be culpable.
But the truth is, that these papers are not addressed to persons falling
under either of these characters. They solicit the attention of those
only, who add to a sincere zeal for the happiness of their country, a
temper favorable to a just estimate of the means of promoting it.</p>
<p>Persons of this character will proceed to an examination of the plan
submitted by the convention, not only without a disposition to find or to
magnify faults; but will see the propriety of reflecting, that a faultless
plan was not to be expected. Nor will they barely make allowances for the
errors which may be chargeable on the fallibility to which the convention,
as a body of men, were liable; but will keep in mind, that they themselves
also are but men, and ought not to assume an infallibility in rejudging
the fallible opinions of others.</p>
<p>With equal readiness will it be perceived, that besides these inducements
to candor, many allowances ought to be made for the difficulties inherent
in the very nature of the undertaking referred to the convention.</p>
<p>The novelty of the undertaking immediately strikes us. It has been shown
in the course of these papers, that the existing Confederation is founded
on principles which are fallacious; that we must consequently change this
first foundation, and with it the superstructure resting upon it. It has
been shown, that the other confederacies which could be consulted as
precedents have been vitiated by the same erroneous principles, and can
therefore furnish no other light than that of beacons, which give warning
of the course to be shunned, without pointing out that which ought to be
pursued. The most that the convention could do in such a situation, was to
avoid the errors suggested by the past experience of other countries, as
well as of our own; and to provide a convenient mode of rectifying their
own errors, as future experiences may unfold them.</p>
<p>Among the difficulties encountered by the convention, a very important one
must have lain in combining the requisite stability and energy in
government, with the inviolable attention due to liberty and to the
republican form. Without substantially accomplishing this part of their
undertaking, they would have very imperfectly fulfilled the object of
their appointment, or the expectation of the public; yet that it could not
be easily accomplished, will be denied by no one who is unwilling to
betray his ignorance of the subject. Energy in government is essential to
that security against external and internal danger, and to that prompt and
salutary execution of the laws which enter into the very definition of
good government. Stability in government is essential to national
character and to the advantages annexed to it, as well as to that repose
and confidence in the minds of the people, which are among the chief
blessings of civil society. An irregular and mutable legislation is not
more an evil in itself than it is odious to the people; and it may be
pronounced with assurance that the people of this country, enlightened as
they are with regard to the nature, and interested, as the great body of
them are, in the effects of good government, will never be satisfied till
some remedy be applied to the vicissitudes and uncertainties which
characterize the State administrations. On comparing, however, these
valuable ingredients with the vital principles of liberty, we must
perceive at once the difficulty of mingling them together in their due
proportions. The genius of republican liberty seems to demand on one side,
not only that all power should be derived from the people, but that those
intrusted with it should be kept in independence on the people, by a short
duration of their appointments; and that even during this short period the
trust should be placed not in a few, but a number of hands. Stability, on
the contrary, requires that the hands in which power is lodged should
continue for a length of time the same. A frequent change of men will
result from a frequent return of elections; and a frequent change of
measures from a frequent change of men: whilst energy in government
requires not only a certain duration of power, but the execution of it by
a single hand.</p>
<p>How far the convention may have succeeded in this part of their work, will
better appear on a more accurate view of it. From the cursory view here
taken, it must clearly appear to have been an arduous part.</p>
<p>Not less arduous must have been the task of marking the proper line of
partition between the authority of the general and that of the State
governments. Every man will be sensible of this difficulty, in proportion
as he has been accustomed to contemplate and discriminate objects
extensive and complicated in their nature. The faculties of the mind
itself have never yet been distinguished and defined, with satisfactory
precision, by all the efforts of the most acute and metaphysical
philosophers. Sense, perception, judgment, desire, volition, memory,
imagination, are found to be separated by such delicate shades and minute
gradations that their boundaries have eluded the most subtle
investigations, and remain a pregnant source of ingenious disquisition and
controversy. The boundaries between the great kingdom of nature, and,
still more, between the various provinces, and lesser portions, into which
they are subdivided, afford another illustration of the same important
truth. The most sagacious and laborious naturalists have never yet
succeeded in tracing with certainty the line which separates the district
of vegetable life from the neighboring region of unorganized matter, or
which marks the termination of the former and the commencement of the
animal empire. A still greater obscurity lies in the distinctive
characters by which the objects in each of these great departments of
nature have been arranged and assorted.</p>
<p>When we pass from the works of nature, in which all the delineations are
perfectly accurate, and appear to be otherwise only from the imperfection
of the eye which surveys them, to the institutions of man, in which the
obscurity arises as well from the object itself as from the organ by which
it is contemplated, we must perceive the necessity of moderating still
further our expectations and hopes from the efforts of human sagacity.
Experience has instructed us that no skill in the science of government
has yet been able to discriminate and define, with sufficient certainty,
its three great provinces the legislative, executive, and judiciary; or
even the privileges and powers of the different legislative branches.
Questions daily occur in the course of practice, which prove the obscurity
which reins in these subjects, and which puzzle the greatest adepts in
political science.</p>
<p>The experience of ages, with the continued and combined labors of the most
enlightened legislatures and jurists, has been equally unsuccessful in
delineating the several objects and limits of different codes of laws and
different tribunals of justice. The precise extent of the common law, and
the statute law, the maritime law, the ecclesiastical law, the law of
corporations, and other local laws and customs, remains still to be
clearly and finally established in Great Britain, where accuracy in such
subjects has been more industriously pursued than in any other part of the
world. The jurisdiction of her several courts, general and local, of law,
of equity, of admiralty, etc., is not less a source of frequent and
intricate discussions, sufficiently denoting the indeterminate limits by
which they are respectively circumscribed. All new laws, though penned
with the greatest technical skill, and passed on the fullest and most
mature deliberation, are considered as more or less obscure and equivocal,
until their meaning be liquidated and ascertained by a series of
particular discussions and adjudications. Besides the obscurity arising
from the complexity of objects, and the imperfection of the human
faculties, the medium through which the conceptions of men are conveyed to
each other adds a fresh embarrassment. The use of words is to express
ideas. Perspicuity, therefore, requires not only that the ideas should be
distinctly formed, but that they should be expressed by words distinctly
and exclusively appropriate to them. But no language is so copious as to
supply words and phrases for every complex idea, or so correct as not to
include many equivocally denoting different ideas. Hence it must happen
that however accurately objects may be discriminated in themselves, and
however accurately the discrimination may be considered, the definition of
them may be rendered inaccurate by the inaccuracy of the terms in which it
is delivered. And this unavoidable inaccuracy must be greater or less,
according to the complexity and novelty of the objects defined. When the
Almighty himself condescends to address mankind in their own language, his
meaning, luminous as it must be, is rendered dim and doubtful by the
cloudy medium through which it is communicated.</p>
<p>Here, then, are three sources of vague and incorrect definitions:
indistinctness of the object, imperfection of the organ of conception,
inadequateness of the vehicle of ideas. Any one of these must produce a
certain degree of obscurity. The convention, in delineating the boundary
between the federal and State jurisdictions, must have experienced the
full effect of them all.</p>
<p>To the difficulties already mentioned may be added the interfering
pretensions of the larger and smaller States. We cannot err in supposing
that the former would contend for a participation in the government, fully
proportioned to their superior wealth and importance; and that the latter
would not be less tenacious of the equality at present enjoyed by them. We
may well suppose that neither side would entirely yield to the other, and
consequently that the struggle could be terminated only by compromise. It
is extremely probable, also, that after the ratio of representation had
been adjusted, this very compromise must have produced a fresh struggle
between the same parties, to give such a turn to the organization of the
government, and to the distribution of its powers, as would increase the
importance of the branches, in forming which they had respectively
obtained the greatest share of influence. There are features in the
Constitution which warrant each of these suppositions; and as far as
either of them is well founded, it shows that the convention must have
been compelled to sacrifice theoretical propriety to the force of
extraneous considerations.</p>
<p>Nor could it have been the large and small States only, which would
marshal themselves in opposition to each other on various points. Other
combinations, resulting from a difference of local position and policy,
must have created additional difficulties. As every State may be divided
into different districts, and its citizens into different classes, which
give birth to contending interests and local jealousies, so the different
parts of the United States are distinguished from each other by a variety
of circumstances, which produce a like effect on a larger scale. And
although this variety of interests, for reasons sufficiently explained in
a former paper, may have a salutary influence on the administration of the
government when formed, yet every one must be sensible of the contrary
influence, which must have been experienced in the task of forming it.</p>
<p>Would it be wonderful if, under the pressure of all these difficulties,
the convention should have been forced into some deviations from that
artificial structure and regular symmetry which an abstract view of the
subject might lead an ingenious theorist to bestow on a Constitution
planned in his closet or in his imagination? The real wonder is that so
many difficulties should have been surmounted, and surmounted with a
unanimity almost as unprecedented as it must have been unexpected. It is
impossible for any man of candor to reflect on this circumstance without
partaking of the astonishment. It is impossible for the man of pious
reflection not to perceive in it a finger of that Almighty hand which has
been so frequently and signally extended to our relief in the critical
stages of the revolution.</p>
<p>We had occasion, in a former paper, to take notice of the repeated trials
which have been unsuccessfully made in the United Netherlands for
reforming the baneful and notorious vices of their constitution. The
history of almost all the great councils and consultations held among
mankind for reconciling their discordant opinions, assuaging their mutual
jealousies, and adjusting their respective interests, is a history of
factions, contentions, and disappointments, and may be classed among the
most dark and degraded pictures which display the infirmities and
depravities of the human character. If, in a few scattered instances, a
brighter aspect is presented, they serve only as exceptions to admonish us
of the general truth; and by their lustre to darken the gloom of the
adverse prospect to which they are contrasted. In revolving the causes
from which these exceptions result, and applying them to the particular
instances before us, we are necessarily led to two important conclusions.
The first is, that the convention must have enjoyed, in a very singular
degree, an exemption from the pestilential influence of party animosities
the disease most incident to deliberative bodies, and most apt to
contaminate their proceedings. The second conclusion is that all the
deputations composing the convention were satisfactorily accommodated by
the final act, or were induced to accede to it by a deep conviction of the
necessity of sacrificing private opinions and partial interests to the
public good, and by a despair of seeing this necessity diminished by
delays or by new experiments.</p>
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